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Audit Programmes

Learner Responsive Funding Audit Documentation 2010/11

On this page you will find copies of the Skills Funding Agencys updated and simplified Learner Responsive funding audit programmes for 2010/11.  These will be used by the Agencys’ appointed funding auditors to audit a sample of providers’ Learner Responsive funding claims and to give their opinion on whether the providers’ 16-18 learner responsive and Adult (19+) learner responsive funding claims comply with funding requirements.  An overview of the audit process is included within the E1 Audit Overview document.

LR A1,2,3 : File Cover, Index, Checklist, Review
LR A4: Audit Opinion
LR B1: Account Manager Information
LR B2: Confirmation letter and provider questionnaire
LR B3: Error Collation, Evaluation and Extrapolation
LR B4: Reconciliation Statement
LR B5: Audit Report
LR C1: DSATs
LR C2: DSAT Test Schedules
LR D1: Example Working Papers
LR D3: Other funding streams
LR D4: Other Funding Streams Test Schedules
LR D5: ALG working papers 2010/11
LR D6: EMA working papers 2010/11
LR E1: Audit Overview
LR E2: Guidance for LR funding auditors on the treatment of errors and use of B3
LR E3: Prepared for Provider Document 2011
LR E7: Planning Meeting Aide Memoir
LR E9: College and Training Organisation Declaration of Subcontractors
LR E10: Pivot Table Guidance

Learner Responsive Funding Audit Documentation 2009/10

LR A1,2,3 : File Cover, Index, Checklist, Review
LR A4: Audit Opinion
LR B1: Account Manager Information
LR B2: Confirmation letter and provider questionnaire
LR B3: Error Collation, Evaluation and Extrapolation
LR B4: Reconciliation Statement
LR B5: Audit Report
LR C1: DSATs
LR D1,2,3: Review and Example Working Papers
LR D4: Other funding streams
LR D5: EMA working papers 2009/10
LR D6: ALG working papers 2009/10
LR E1: Audit Overview
LR E2: Guidance for LR funding auditors on the treatment of errors and use of B3
LR E3: Prepared for Provider Document 2010 
LR E4: LR Test Guidance

The following documents are also available for reference:

Education Maintenance Allowance Provider Guidance 2009/10
Education Maintenance Allowance Agreement Sample 2009/10
Adult Learning Grant Guidance 2009/10
Adult Learning Grant Agreement Sample 2009/10

Further Education Funding Audit Programmes 2008/09

Funding Audit File Index
Section A Overview
Section A Planning Questionnaire (PBEQ)
Section B A10 16-18 Eligibility & Enrolment
Section B A20 16-18 Attendance
Section B A30 16-18 Fee Remission
Section B A40 16-18 Disadvantage Uplift
Section B A50 16-18 NVQ
Section B A60 16-18 DEL
Section B A70 16-18 Partner Provider & Offsite Provision
Section B A80 16-18 Unitisation
Section B B10 19+ Eligibility & Enrolment
Section B B20 19+ Attendance
Section B B30 19+ Fee Remission
Section B B40 19+ Disadvantage Uplift
Section B B50 19+ NVQ
Section B B60 19+ DEL
Section B B70 19+ Partner Provider & Offsite Provision
Section B B80 19+ Unitisation
Section C C10 Completness
Section C C20 Other Funding Streams
Section C C30 ESF Co-financing
Section C C40 Completeness (2)
Section C C50 ALG
Section C C60 EMA
Section D LSC PDSAT review
Section E Error Collection and Resolution
Section F Funding Reconciliation

Further Education Funding Audit Programmes 2007/08

FE Funding Audit Programmes 2007/08